Financial Market Infrastructures: Law and Regulation
Edited by Jens-Hinrich Binder and Paolo Saguato
Table of Contents
Introduction
1:Financial Market Infrastructures from a Trans-Atlantic Perspectives: Mapping the Issues, Jens-Hinrich Binder and Paolo Saguato
2:Looking for New Lenses: How Regulation Should Cope with the Financial Market Infrastructures Evolution, Carmine di Noia and Luca Filippa
3:A Systemic Assessment of the FMI landscape: FMI Groups and Their Implications, Chryssa Papathanassiou
4:Financial Market Infrastructures: The International Approach and the Current Challenges, Paolo Saguato, Guido Ferrarini, Eric Pan
5:Blockchain and the Future of Financial Market Infrastructures, Ruediger Veil
Part I: Trading Infrastructures
6:Securities and Derivatives Exchanges in the EU, Michele Siri and Matteo Gargantini
7:Securities and Derivatives Exchanges in the United States, Onnig H. Dombalagian
8:Alternative Trading Platforms in the EU: Multilateral Trading Facilities, Organised Trading Facilities, and Systemic Internalizes, Danny Busch and Han Gulyas
9:Alternative Trading Platforms in the United States: Incentives for Innovation in the US Stock Market, Gabriel Rauterberg
Part II: Post-Trading Infrastructures
10:Securities and Derivatives Central Counterparties in the EU: Regulatory Framework, Segregation, and Portability, Victor de Serière and Bas Zebregs
11:Securities and Derivatives Central Counterparties in the United States, Paolo Saguato
12:Central Counterparties Insolvency and Resolution in the EU, Jens-Hinrich Binder
13:Central Counterparties Insolvency and Resolution in the United States: Managing a Clearinghouse Failure, David Skeel
14:Central Securities Depositories in the EU: The Roles and Risks of European Central Securities Depositories, Eilis Ferran and Eleanore Hickman
15:Central Securities Depositories and Participant Default in the EU, Dermot Turing
16:Central Securities Depositories in the United States: Market Structure and Regulatory Framework, Sam Wice
17:Intermediated Securities: The European Perspective, Louise Gullifer and Jennifer Payne
18:Intermediated Securities: The US Perspective: Pluralism in Financial Market Infrastructure Design and the Case of Securities Holding, Charles Mooney
19:Transatlantic Crossings: The Case of Securities and Derivatives, Matthias Haentjens
20:Client Clearing in the EU: Challenges and Policy Responses in OTC Derivatives Client Clearing, Jo Braithwaite and David Murphy
21:Swaps Client Clearing in the United States: Ten Years After Dodd-Frank - The Good, the Bad and the Maybe, Nihal S. Patel
22:Data Reporting in the EU: Market Structures and Regulatory Framework, Christian Schmies and Alexander Sajnovits
23:Data Reporting in the United States: Challenges and Opportunities in US Swap Data Reporting, Richard Berner, Robin Doyle, and Kenneth Lamar